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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-05-01 |
Branch Locations
8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States
8900 N 7Th St, Phoenix, AZ 85020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Ft Collins | CO | 06/2005 | 04/2024 |
| Northwestern Mutual Life Insurance Co | Milwaukee | WI | 06/2004 | 04/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2014 | 04/2024 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 04/2026 | Present |
| Self Employed | Casper | WY | 04/2024 | 04/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-22 |
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