Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-04-27
DE RA APPROVED 2021-06-09
  • PA RA
    APPROVED
    Since 2026-04-27
  • DE RA
    APPROVED
    Since 2021-06-09

Branch Locations

100 North James Street, Newport, DE 19804 • United States

1309 Kirkwood Hwy, Elsmere, DE 19805 • United States

2371 Limestone Road, Wilmington, DE 19808 • United States

1310 West Chester Pike, Havertown, PA 19083 • United States

Drexel Hill, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities, Inc. Wilmington DE 08/2011 06/2021
Lpl Financial Llc Elsmere DE 06/2021 Present
Lpl Financial Llc Elsmere DE 06/2021 Present
Previous Registrations
  • 2011-08-16 → 2021-06-09
    M&T Securities, Inc.
    Wilkes-Barre, PA
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
    Wilmington, DE
    Elsmere, DE
    Wilmington, DE
    Newport, DE
    Wilkes-Barre, PA
    Wilmington, DE
    Buffalo, NY
    Elsmere, DE
    Wilmington, DE
    Wilkes-Barre, PA
    Claymont, DE
    Baltimore, MD
  • 2009-06-17 → 2011-08-29
    Wilmington Brokerage Services Company
    Wilmington, DE
  • 2005-08-24 → 2009-05-20
    Marlton, NJ
    Conshohocken, PA
    West Chester, PA
    West Chester, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-14
  • S66 Uniform Combined State Law Examination
    2005-07-14

View on SEC IAPD

More in Newport, DE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor