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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-01
  • IL RA
    APPROVED
    Since 2026-06-01

Branch Locations

231 S La Salle St # 13 13Th Floor, Chicago, IL 60604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed. Chicago IL 10/2025 04/2026
Wintrust Bank Chicago IL 04/2026 Present
Lpl Financial Llc Chicago IL 06/2026 Present
Ameriprise Financial Services, Llc Joliet IL 09/2024 10/2025
The University Of Iowa Iowa City IA 08/2018 05/2022
The University Of Iowa Iowa City IA 08/2022 05/2024
Stella Iowa City IA 07/2021 06/2024
The University Of Iowa Mba Program Iowa City IA 03/2024 05/2024
Mouthmedia Network New York NY 01/2021 08/2021
The University Of Iowa Housing & Dining Iowa City IA 10/2018 10/2019
University Manor Apartments Cedar Falls IA 09/2016 08/2018
Unemployed Iowa City IA 07/2024 08/2024
  • 10/2025 → 04/2026
    Unemployed.
    Chicago, IL
  • 04/2026 → Present
    Wintrust Bank
    Chicago, IL
  • 06/2026 → Present
    Chicago, IL
  • 09/2024 → 10/2025
    Joliet, IL
  • 08/2018 → 05/2022
    The University Of Iowa
    Iowa City, IA
  • 08/2022 → 05/2024
    The University Of Iowa
    Iowa City, IA
  • 07/2021 → 06/2024
    Stella
    Iowa City, IA
  • 03/2024 → 05/2024
    The University Of Iowa Mba Program
    Iowa City, IA
  • 01/2021 → 08/2021
    Mouthmedia Network
    New York, NY
  • 10/2018 → 10/2019
    The University Of Iowa Housing & Dining
    Iowa City, IA
  • 09/2016 → 08/2018
    University Manor Apartments
    Cedar Falls, IA
  • 07/2024 → 08/2024
    Unemployed
    Iowa City, IA
Previous Registrations
Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wintrust Investments - Inv Rel - At Reported Business Location (s) - Start Date : 05/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-08
  • S66 Uniform Combined State Law Examination
    2025-08-08

View on SEC IAPD

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