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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-15
  • NY RA
    APPROVED
    Since 2025-12-15

Branch Locations

200 East 79Th Street, New York City, NY 10075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Time Education Cortland NY 08/2020 05/2024
Charles Schwab New York NY 09/2024 Present
Full Time Education Yorktown NY 08/2015 07/2020
Seavent Investment Group (Rethink Capital Partners White Plains NY 12/2021 01/2022
Copy & Art White Plains NY 01/2023 08/2023
Performance Property Services Llc Yonkers NY 05/2022 08/2024
  • 08/2020 → 05/2024
    Full Time Education
    Cortland, NY
  • 09/2024 → Present
    Charles Schwab
    New York, NY
  • 08/2015 → 07/2020
    Full Time Education
    Yorktown, NY
  • 12/2021 → 01/2022
    Seavent Investment Group (Rethink Capital Partners
    White Plains, NY
  • 01/2023 → 08/2023
    Copy & Art
    White Plains, NY
  • 05/2022 → 08/2024
    Performance Property Services Llc
    Yonkers, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-12
  • S66 Uniform Combined State Law Examination
    2025-12-12

View on SEC IAPD

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