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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-02-03 |
| TX | RA | APPROVED | 2026-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bluegrass Golf Tour | Lexington | KY | 03/2022 | 05/2022 |
| Unemployed | Somerset | KY | 05/2024 | 08/2024 |
| Fidelity Investments | Covington | KY | 08/2024 | Present |
| Woodford County Economic Development Authority | Versailles | KY | 01/2024 | 05/2024 |
| Pulaski County Public Schools | Somerset | KY | 06/2014 | 12/2020 |
| Midway University | Midway | KY | 08/2021 | 05/2024 |
| Wall Street Greetings | Versailles | KY | 09/2023 | 01/2024 |
| Unemployed | Somerset | KY | 12/2020 | 08/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-18 |
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