Kevin Banks

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-12-22

OH RA
APPROVED

Since 2025-12-22

Branch Locations

1298 E Dayton-Yellow Spr Rd #112, Fairborn, OH 45324 • United States

2097 N. Bechtle Avenue, Springfield, OH 45504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Franklin	OH	03/2020	08/2020
Fidelity Investments	Covington	KY	08/2024	11/2024
Franklin Pool	Franklin	OH	05/2016	08/2017
Lacoste	Monroe	OH	08/2017	02/2018
Levi Strauss	Monroe	OH	03/2018	09/2019
Wright Patt Credit Union	Miamisburg	OH	08/2020	07/2024
Vitamin Shoppe	Miamisburg	OH	09/2019	03/2020
Western Southern Life	West Chester	OH	12/2024	06/2025
W & S Brokerage Services	West Chester	OH	12/2024	06/2025
Lpl Financial Llc	Beavercreek	OH	08/2025	Present
Wright-Patt Credit Union	Beavercreek	OH	08/2025	Present

03/2020 → 08/2020

Unemployed

Franklin, OH
08/2024 → 11/2024

Fidelity Investments

Covington, KY
05/2016 → 08/2017

Franklin Pool

Franklin, OH
08/2017 → 02/2018

Lacoste

Monroe, OH
03/2018 → 09/2019

Levi Strauss

Monroe, OH
08/2020 → 07/2024

Wright Patt Credit Union

Miamisburg, OH
09/2019 → 03/2020

Vitamin Shoppe

Miamisburg, OH
12/2024 → 06/2025

Western Southern Life

West Chester, OH
12/2024 → 06/2025

W & S Brokerage Services

West Chester, OH
08/2025 → Present

Lpl Financial Llc

Beavercreek, OH
08/2025 → Present

Wright-Patt Credit Union

Beavercreek, OH

Other Businesses

1) 08/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name WPCU Retirement Solutions Inv Related / At reported business location (s) 2) 08/2025 - Five Rivers Holdings LLC / Real Estate Rental / Owner / Inv Related / Ohio 45449 / Start date 03/06/2025 3) 08/2025 - Notary / Inv Related / Start date 06/25/2021 3) 08/11/2025 - Notary - Inv Related - At reported business location (s) - Start Date 06/25/2021

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-12-20
S63	Uniform Securities Agent State Law Examination	2025-11-07

S65 Uniform Investment Adviser Law Examination

2025-12-20
S63 Uniform Securities Agent State Law Examination

2025-11-07