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Current Employers
Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-04
TX RA APPROVED 2022-04-04
  • NY RA
    APPROVED
    Since 2022-04-04
  • TX RA
    APPROVED
    Since 2022-04-04

Branch Locations

Jamaica, NY • United States

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 07/2013 03/2022
Morgan Stanley Private Bank, National Association New York NY 01/2015 03/2022
Rbc Capital Markets, Llc New York NY 03/2022 03/2022
Morgan Stanley Private Bank, N.A New York NY 11/2020 03/2022
Aegis Capital Corp New York NY 04/2022 Present
  • 07/2013 → 03/2022
    New York, NY
  • 01/2015 → 03/2022
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 03/2022 → 03/2022
    New York, NY
  • 11/2020 → 03/2022
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 04/2022 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-28
S63 Uniform Securities Agent State Law Examination 2005-12-21
  • S66 Uniform Combined State Law Examination
    2011-09-28
  • S63 Uniform Securities Agent State Law Examination
    2005-12-21
Other Names
  • Michael B Kissi

View on SEC IAPD

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