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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-02-18 |
Branch Locations
2064 Declaration Drive, Independence, KY 41051 • United States
8100 Burlington Pike, Florence, KY 41042 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student At Eastern Kentucky University | Richmond | KY | 08/2016 | 08/2021 |
| Kentucky Basketball Academy | Lexington | KY | 10/2016 | 05/2017 |
| Walmart | Cynthiana | KY | 05/2017 | 08/2017 |
| Eastern Kentucky University | Richmond | KY | 03/2018 | 03/2021 |
| Hattar Wireless | Richmond | KY | 05/2020 | 07/2021 |
| Spectrum | Richmond | KY | 06/2021 | 05/2022 |
| Pallys | Richmond | KY | 06/2021 | 06/2022 |
| Fifth Third Bank, N.A. | Florence | KY | 06/2022 | Present |
| Cracker Barrel | Florence | KY | 08/2022 | Present |
| Fifth Third Securities, Inc. | Florence | KY | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-19 |
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