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Inactive

Meaghan Katherine Douglas

Raymond James (Usa) Ltd.

Vancouver

Nanaimo, Bc

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Current Employers
Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-03
  • CA RA
    APPROVED
    Since 2024-12-03

Branch Locations

925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada

#1, 5767 Turner Road, Longwood Station, Nanaimo, Bc V9T 6L8 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Ltd. Nanaimo, Bc 10/2013 Present
Raymond James (Usa) Ltd. Nanaimo, Bc 09/2024 Present
Other Businesses

1) RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH CIRO, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. MEAGHAN DOUGLAS IS LOCATED AT #1, 5767 TURNER ROAD, LONGWOOD STATION, NANAIMO, BC, V9T 6L8 AND HAS BEEN EMPLOYED SINCE OCTOBER 30, 2013. SHE IS A FULL TIME EMPLOYEE AND HER TITLE WITH RJL IS ASSOCIATE PORTFOLIO MANAGER, SENIOR FINANCIAL ADVISOR. SHE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HER JOB DUTIES INCLUDE SALES AND PORTFOLIO MANAGEMENT SERVICES. 2) RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. MEAGHAN DOUGLAS IS LOCATED AT #1, 5767 TURNER ROAD, LONGWOOD STATION, NANAIMO, BC, V9T 6L8 AND HAS BEEN LICENSED WITH RJFP SINCE FEBRUARY 21, 2018. SHE IS A FULL-TIME EMPLOYEE. SHE DEVOTES 20 HOURS A MONTH TO THIS BUSINESS. HER JOB DUTIES INCLUDE LIFE INSURANCE SALES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-03
  • S65 Uniform Investment Adviser Law Examination
    2024-12-03
Other Names
  • Meaghan Douglas
  • Meaghan Valdmanis

View on SEC IAPD

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