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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-07-01
  • IN RA
    APPROVED
    Since 2025-07-01

Branch Locations

8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 08/2024 04/2025
Dubor Indianapolis IN 10/2015 10/2022
Wgu Millcreek UT 03/2022 05/2023
Personal Tutoring/ Self Employed Indianapolis IN 06/2023 08/2023
Colt Moving Westfield IN 08/2023 01/2024
Personal Tutoring/ Self Employed Indianapolis IN 02/2024 01/2025
Lpl Enterprise Indianapolis IN 05/2025 Present
Unemployed Indianapolis IN 05/2025 05/2025
  • 08/2024 → 04/2025
    Equitable Advisors, Llc
    New York, NY
  • 10/2015 → 10/2022
    Dubor
    Indianapolis, IN
  • 03/2022 → 05/2023
    Wgu
    Millcreek, UT
  • 06/2023 → 08/2023
    Personal Tutoring/ Self Employed
    Indianapolis, IN
  • 08/2023 → 01/2024
    Colt Moving
    Westfield, IN
  • 02/2024 → 01/2025
    Personal Tutoring/ Self Employed
    Indianapolis, IN
  • 05/2025 → Present
    Lpl Enterprise
    Indianapolis, IN
  • 05/2025 → 05/2025
    Unemployed
    Indianapolis, IN
Other Businesses

1) 06/03/2025-Mark Hopkins-Financial Professional-Non-Variable Insurance/Insurance Agency-Inv related-At Indianapolis, IN-Start date 06/03/2025-160hrs/mth-160hrs/mth during trading 2) 06/03/2025-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 06/03/2025-160hrs/mth-160hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-30
  • S66 Uniform Combined State Law Examination
    2025-06-30
Other Names
  • Mark Hopkins
  • Mark-Anthony Hopkins

View on SEC IAPD

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