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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-12-12
  • LA RA
    APPROVED
    Since 2025-12-12

Branch Locations

4171 Essen Lane Suite 1250, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Baton Rouge LA 10/2024 12/2025
Louisiana Housing Corporation Baton Rouge LA 05/2023 09/2024
Lwcc Baton Rouge LA 06/2023 08/2023
City Hospitality Baton Rouge LA 05/2019 08/2022
Student Baton Rouge LA 08/2007 04/2020
Lsu Student Baton Rouge LA 08/2020 04/2024
Wells Fargo Clearing Services, Llc Baton Rouge LA 12/2025 Present
  • 10/2024 → 12/2025
    Baton Rouge, LA
  • 05/2023 → 09/2024
    Louisiana Housing Corporation
    Baton Rouge, LA
  • 06/2023 → 08/2023
    Lwcc
    Baton Rouge, LA
  • 05/2019 → 08/2022
    City Hospitality
    Baton Rouge, LA
  • 08/2007 → 04/2020
    Student
    Baton Rouge, LA
  • 08/2020 → 04/2024
    Lsu Student
    Baton Rouge, LA
  • 12/2025 → Present
    Baton Rouge, LA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-17
  • S66 Uniform Combined State Law Examination
    2025-11-17

View on SEC IAPD

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