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Handong Yu

Dew Point Capital

Los Angeles, CA

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Current Employers
Dew Point Capital

7080 Hollywood Blvd. 7Th Floor, Los Angeles, CA 90028 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-13
  • CA RA
    APPROVED
    Since 2024-08-13

Branch Locations

7080 Hollywood Blvd. 7Th Floor, Los Angeles, CA 90028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dew Point Capital Los Angeles CA 07/2024 Present
Stockswap St. Louis MO 07/2023 06/2024
Jacck Foundation For The Arts St. Louis MO 07/2023 10/2023
Washington University St. Louis MO 09/2022 12/2023
China Guangfa Bank Beijing 01/2022 05/2022
Xinhu Wealth Management Beijing 06/2021 12/2021
Beijing International Study University Beijing 09/2018 06/2022
Twelfth Middle School In Beijing Beijing 08/2014 06/2018
  • 07/2024 → Present
    Dew Point Capital
    Los Angeles, CA
  • 07/2023 → 06/2024
    Stockswap
    St. Louis, MO
  • 07/2023 → 10/2023
    Jacck Foundation For The Arts
    St. Louis, MO
  • 09/2022 → 12/2023
    Washington University
    St. Louis, MO
  • 01/2022 → 05/2022
    China Guangfa Bank
    Beijing
  • 06/2021 → 12/2021
    Xinhu Wealth Management
    Beijing
  • 09/2018 → 06/2022
    Beijing International Study University
    Beijing
  • 08/2014 → 06/2018
    Twelfth Middle School In Beijing
    Beijing
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-03
  • S65 Uniform Investment Adviser Law Examination
    2024-08-03
Other Names
  • Aldrich Hartwell

View on SEC IAPD

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Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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