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Current Employers
The Patriot Financial Group, Llc

55 West Street Suite 201, Walpole, MA 02081 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-08-27
  • NE RA
    APPROVED
    Since 2024-08-27

Branch Locations

3401 Village Drive Suite 208, Lincoln, NE 68516 • United States

17002 Marcy St Suite 120, Omaha, NE 68118 • United States

55 West Street Suite 201, Walpole, MA 02081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
N/A N/A NE 05/2013 09/2021
Doordash Omaha NE 10/2021 04/2022
Hyvee Omaha NE 02/2022 04/2022
Bravo Italian Kitchen Omaha NE 05/2022 05/2024
Unified Legacy Advisors Omaha NE 05/2024 Present
The Patriot Financial Group Insurance Agency, Llc Omaha NE 08/2024 Present
  • 05/2013 → 09/2021
    N/A
    N/A, NE
  • 10/2021 → 04/2022
    Doordash
    Omaha, NE
  • 02/2022 → 04/2022
    Hyvee
    Omaha, NE
  • 05/2022 → 05/2024
    Bravo Italian Kitchen
    Omaha, NE
  • 05/2024 → Present
    Unified Legacy Advisors
    Omaha, NE
  • 08/2024 → Present
    The Patriot Financial Group Insurance Agency, Llc
    Omaha, NE
Other Businesses

Insurance Producer; Investment Related; 17002 Marcy St Suite 120 Omaha Nebraska 68118; Soliciting or selling annuity business and life insurance business when suitable and applicable to a client's situation. Start date: 2025-08-27; 10 Hours per month devoted to business during trading hours; 10 Hours per month devoted to business outside trading hours; 10 Percent of total yearly compensation expected to be derived from the business; Contact person at the organization: Seth Neben; Website address: https://unifiedlegacyadvisors.com/.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-29
  • S65 Uniform Investment Adviser Law Examination
    2024-06-29

View on SEC IAPD

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