Joseph Garner

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2025-05-01

DE RA
APPROVED

Since 2025-05-01

Branch Locations

Delmar, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Medical Diagnostics Lab	Hamilton	NJ	05/2018	05/2020
Rowan University	Glassboro	NJ	09/2017	05/2018
I + G Farms	Jackson	NJ	05/2017	08/2017
Rowan University	Glassboro	NJ	09/2016	05/2017
David Lerner Associates	Lawrenceville	NJ	08/2020	11/2022
Grove Point Investments Llc	Rockville	MD	11/2022	05/2025
Lpl Financial Llc	Delmar	DE	05/2025	Present

05/2018 → 05/2020

Medical Diagnostics Lab

Hamilton, NJ
09/2017 → 05/2018

Rowan University

Glassboro, NJ
05/2017 → 08/2017

I + G Farms

Jackson, NJ
09/2016 → 05/2017

Rowan University

Glassboro, NJ
08/2020 → 11/2022

David Lerner Associates

Lawrenceville, NJ
11/2022 → 05/2025

Grove Point Investments Llc

Rockville, MD
05/2025 → Present

Lpl Financial Llc

Delmar, DE

Previous Registrations

2024-01-03 → 2025-05-01

Grove Point Advisors, Llc

Delmar, DE

Rockville, MD

Other Businesses

1 - 05/2025 - Garner Group Financial, LLC - Non-Variable Insurance - Inv Related - 5 Hours/Month - 5 Hours During Trading - Delmar, DE - OBA Start Date: 11/15/2022. 2 - 05/2025 - Garner Group Financial, LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 180 Hours/Month - 160 Hours During Trading - At reported business location(s).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-12-06
S63	Uniform Securities Agent State Law Examination	2020-07-15

S66 Uniform Combined State Law Examination

2023-12-06
S63 Uniform Securities Agent State Law Examination

2020-07-15

View on SEC IAPD