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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-12
  • OH RA
    APPROVED
    Since 2024-11-12

Branch Locations

Cincinnati, OH • United States

11145 Reading Rd, Cincinnati, OH 45241 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Cincinnati OH 12/2019 06/2021
Fifth Third Bank Madisonville OH 03/2018 06/2021
Orderup Doordash Shipt Cincinnati OH 10/2016 01/2019
Fidelity Investments Covington KY 06/2021 05/2023
Fifth Third Securities Madisonville OH 03/2018 06/2021
Cost Saver Windows Siding And Roofing Loveland OH 07/2016 04/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2023 03/2024
Northwestern Mutual Investment Services Llc Cincinnati OH 09/2023 03/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2023 03/2024
Fifth Third Securities Cincinnati OH 04/2024 07/2024
Ameriprise Financial Services, Llc Cincinnati OH 11/2024 Present
Unemployed Cincinnati OH 07/2024 11/2024
  • 12/2019 → 06/2021
    Fifth Third Securities
    Cincinnati, OH
  • 03/2018 → 06/2021
    Fifth Third Bank
    Madisonville, OH
  • 10/2016 → 01/2019
    Orderup Doordash Shipt
    Cincinnati, OH
  • 06/2021 → 05/2023
    Fidelity Investments
    Covington, KY
  • 03/2018 → 06/2021
    Fifth Third Securities
    Madisonville, OH
  • 07/2016 → 04/2017
    Cost Saver Windows Siding And Roofing
    Loveland, OH
  • 08/2023 → 03/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2023 → 03/2024
    Cincinnati, OH
  • 12/2023 → 03/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2024 → 07/2024
    Fifth Third Securities
    Cincinnati, OH
  • 11/2024 → Present
    Cincinnati, OH
  • 07/2024 → 11/2024
    Unemployed
    Cincinnati, OH
Previous Registrations
Other Businesses

Outside Employment; UberEats; Delivery driver; UberEats delivery driver. This has been ongoing for most of the last 10 years. Haven't driven since last summer (prior to hire date) and need to get back into it.; 3201 Manning Ave, , Cincinnati, OH, 45211; Not Investment-Related; 03/01/2025; 10 to 19 hours per month; 0 during trading hours. Other Business Activities; DoorDash Delivery; Delivering food thru an app.; 303 2nd street, , San Francisco, CA, 94107; Not Investment-Related; 03/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-14
  • S66 Uniform Combined State Law Examination
    2021-05-14
Other Names
  • Drew D Tuchfarber
  • Drew Tuchfarber

View on SEC IAPD

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