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Richard Kelly

Edward Jones

Carlsbad, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-19
CA RA APPROVED 2020-03-11
  • TX RA
    APPROVED_RES
    Since 2022-05-19
  • CA RA
    APPROVED
    Since 2020-03-11

Branch Locations

5800 Armada Drive Suite 110, Carlsbad, CA 92008-0000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2020 Present
Fantic Usa Sausalito CA 05/2018 12/2019
Lucidity Business Development Carlsbad CA 01/2018 05/2018
Focus Bicycles Usa Carlsbad CA 05/2016 12/2017
  • 01/2020 → Present
    Edward Jones
    St Louis, MO
  • 05/2018 → 12/2019
    Fantic Usa
    Sausalito, CA
  • 01/2018 → 05/2018
    Lucidity Business Development
    Carlsbad, CA
  • 05/2016 → 12/2017
    Focus Bicycles Usa
    Carlsbad, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-09
  • S66 Uniform Combined State Law Examination
    2020-03-09
Other Names
  • Richard Francis Kelly

View on SEC IAPD

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Other Offices

INTELLIGENCE DRIVEN ADVISERS, LLC · CARLSBAD, CA
COTTINGHAM MANAGEMENT COMPANY, LLC · CARLSBAD, CA
CORONADO INVESTMENT ADVISORS, LLC · CARLSBAD, CA
FINANCIAL PLANNING SOLUTIONS, INC. · CARLSBAD, CA
PFS INVESTMENTS INC. · CARLSBAD, CA
COMMONWEALTH FINANCIAL NETWORK · CARLSBAD, CA
FRANK FINANCIAL ADVISORS · CARLSBAD, CA
LPL FINANCIAL LLC · CARLSBAD, CA

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