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Andrew John Driscoll

Lake Effect Wealth LLC

Charlotte, NC

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Current Employers
Lake Effect Wealth Llc

Charlotte, NC • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-06-14
IL RA APPROVED 2020-03-13
  • NC RA
    APPROVED
    Since 2021-06-14
  • IL RA
    APPROVED
    Since 2020-03-13

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lake Effect Wealth, Llc Wilmette IL 10/2019 Present
Unemployed Wilmette IL 03/2019 10/2019
Grandview Analytics Chicago IL 08/2015 03/2019
  • 10/2019 → Present
    Lake Effect Wealth, Llc
    Wilmette, IL
  • 03/2019 → 10/2019
    Unemployed
    Wilmette, IL
  • 08/2015 → 03/2019
    Grandview Analytics
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-15
  • S65 Uniform Investment Adviser Law Examination
    2019-11-15
Other Names
  • Andrew John Driscoll
  • Andy Driscoll
  • Andrew Driscoll

View on SEC IAPD

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