Susan Fast

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-01-30
TX	RA	APPROVED	2023-01-30

CT RA
APPROVED

Since 2023-01-30
TX RA
APPROVED

Since 2023-01-30

Branch Locations

2 Pickwick Plz, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Stamford	CT	11/2015	Present
Univerisity Of Bridgeport	Bridgeport	CT	12/2014	05/2017
The Children's Place	Norwalk	CT	11/2017	01/2019

11/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stamford, CT
12/2014 → 05/2017

Univerisity Of Bridgeport

Bridgeport, CT
11/2017 → 01/2019

The Children's Place

Norwalk, CT

Other Businesses

Name: 35 Center Ave LLC not investment related Address: Norwalk, CT 06851 Nature: Rental Property Management position: manager title: manager start date: 08/2017 hours per month: 8-10 hours during trading: 0 duties: collecting rents, maintaining property, enforcing lease I*138548 For profit or not for profit: For-Profit Organization Name of outside business organization: Instacart Investment related: N Address of business: San Francisco, California 94107 Nature of business: Corporation, Compensation for Activity: Position, title, association: Part-Time, Start date of relationship: 6/14/2021 Number of hours devoted: 40 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: personal shopper of grocery items for delivery

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-01-20

S66 Uniform Combined State Law Examination

2023-01-20