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Dalton Herbert Brown

LPl Financial LLC

Clearwater, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-21
  • FL RA
    APPROVED
    Since 2021-07-21

Branch Locations

1700 N Mcmullen Booth Road Suite C-2, Clearwater, FL 33759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michael R Nelson Jr Clearwater FL 01/2020 07/2021
Waddell & Reed Inc Clearwater FL 01/2020 07/2021
Miles Smart Tutoring Clearwater FL 08/2018 12/2019
Unemployed Safety Harbor FL 12/2017 08/2018
Action Pro Realty Safety Harbor FL 12/2017 12/2017
Target Gainesville FL 06/2017 12/2017
Unemployed Safety Harbor FL 12/2016 06/2017
Ups Gainesville FL 11/2016 12/2016
Unemployed Safety Harbor FL 02/1999 11/2016
Unemployed Clearwater FL 12/2019 01/2020
Lpl Financial Llc Clearwater FL 07/2021 Present
  • 01/2020 → 07/2021
    Michael R Nelson Jr
    Clearwater, FL
  • 01/2020 → 07/2021
    Waddell & Reed Inc
    Clearwater, FL
  • 08/2018 → 12/2019
    Miles Smart Tutoring
    Clearwater, FL
  • 12/2017 → 08/2018
    Unemployed
    Safety Harbor, FL
  • 12/2017 → 12/2017
    Action Pro Realty
    Safety Harbor, FL
  • 06/2017 → 12/2017
    Target
    Gainesville, FL
  • 12/2016 → 06/2017
    Unemployed
    Safety Harbor, FL
  • 11/2016 → 12/2016
    Ups
    Gainesville, FL
  • 02/1999 → 11/2016
    Unemployed
    Safety Harbor, FL
  • 12/2019 → 01/2020
    Unemployed
    Clearwater, FL
  • 07/2021 → Present
    Lpl Financial Llc
    Clearwater, FL
Previous Registrations
  • 2020-12-02 → 2021-07-21
    Waddell & Reed
    Clearwater, FL
    Charleroi, PA
Other Businesses

1) 7/2021 - DBA for LPL Business (entity for LPL business) - WRI Investments - Investment Related - Clearwater, FL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-01
  • S66 Uniform Combined State Law Examination
    2020-12-01
Other Names
  • Dalton Brown

View on SEC IAPD

Other Firms

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AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

HEIDE REBECCA DELUCA
ESTHER LYNN ROPP
PAUL SELF
MICHAEL JAMES BURROWS
ERIK N GOLUB
RAY ALLEN LONG
TODD DANIEL BASLER
JOAN ELISE KREBEL

Other Offices

PFS INVESTMENTS INC. · CLEARWATER, FL
PFS INVESTMENTS INC. · CLEARWATER, FL
PFS INVESTMENTS INC. · CLEARWATER , FL
USA FINANCIAL SECURITIES LLC · Clearwater, FL
BEDINGHAUS FINANCIAL GROUP, INC · CLEARWATER, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Clearwater, FL
EDWARD JONES · CLEARWATER, FL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · CLEARWATER, FL

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