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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2020 09/2020
Amrita Short Hills NJ 05/2014 10/2018
Unemployed Short Hills NJ 10/2018 12/2019
Pruco Securities, Llc. Basking Ridge NJ 11/2020 11/2024
Unemployment Short Hills NJ 10/2020 10/2020
Prudential Insurance Company Of America Basking Ridge NJ 01/2021 Present
Lpl Enterprise, Llc Basking Ridge NJ 11/2024 Present
  • 01/2020 → 09/2020
    St Louis, MO
  • 05/2014 → 10/2018
    Amrita
    Short Hills, NJ
  • 10/2018 → 12/2019
    Unemployed
    Short Hills, NJ
  • 11/2020 → 11/2024
    Basking Ridge, NJ
  • 10/2020 → 10/2020
    Unemployment
    Short Hills, NJ
  • 01/2021 → Present
    Prudential Insurance Company Of America
    Basking Ridge, NJ
  • 11/2024 → Present
    Basking Ridge, NJ
Previous Registrations
  • 2021-06-07 → 2024-11-14
    Basking Ridge, NJ
    Short Hills, NJ
  • 2020-03-11 → 2020-09-17
    Short Hills, NJ
    St Louis, MO
    Short Hills, NJ
    Millburn, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-09
  • S66 Uniform Combined State Law Examination
    2020-03-09
Other Names
  • Sudeshna Roy

View on SEC IAPD

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