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Bellevue, WA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2020-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jwc Advisors Llc | Bellevue | WA | 11/2019 | Present |
| Amazon.cOm Services, Inc. | Seattle | WA | 08/2012 | 12/2021 |
| Chewy | Bellevue | WA | 12/2021 | Present |
(1) 2021-Present: Chewy/Not Investment Related/Bellevue, WA/Retail Services/Director, Supply Chain Planning/Involves up to 80% time each month, including during traditional business hours.//(2) 2017-Present: Transpacific Financial, Inc./Insurance Related/Bellevue, WA/Insurance Agency/Insurance Agent/Insurance sales and services via unaffiliated issuers./Involves up to 10% time both during and after traditional business hours each month.//(3) 2017-Present: Kelly Right Real Estate of Seattle, Inc./Not Investment Related/Seattle, WA/Real Estate/Real Estate Agent/Real Estate Sales/Involves up to 10% time both during and after traditional business hours each month.//2018-Present: Washington Alliance L.L.C./Not Investment Related/Bellevue, WA/Entity formed and controlled by Mr. Cao strictly for personal benefit of retaining commissions from insurance and real estate activity/Managing Member/Involves than five percent time each month normal business hours.//
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