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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-31
CA RA APPROVED 2022-05-13
  • TX RA
    APPROVED
    Since 2023-08-31
  • CA RA
    APPROVED
    Since 2022-05-13

Branch Locations

Rancho Mission Viejo, CA • United States

4160 Temescal Canyon Rd. Ste. 401, Corona, CA 92883 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 12/2019 Present
Cambridge Investment Research, Inc. Fairfield IA 02/2022 Present
Self Employed Rancho Mission Viejo CA 10/2019 Present
Missioninsite Irvine CA 05/2018 10/2019
Doctors On Liens, Inc. Sherman Oaks CA 04/2013 05/2018
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2022 Present
  • 12/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2019 → Present
    Self Employed
    Rancho Mission Viejo, CA
  • 05/2018 → 10/2019
    Missioninsite
    Irvine, CA
  • 04/2013 → 05/2018
    Doctors On Liens, Inc.
    Sherman Oaks, CA
  • 05/2022 → Present
    Fairfield, IA
Other Businesses

1) PRESIDIO LIFE LLC, 4160 TEMESCAL CANYON RD, STE 400, CORONA, CA, 12/2021, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 40 HR/MO, 10 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 08/2022, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 3) NETTWORTH FINANCIAL GROUP, 4160 TEMESCAL CANYON RD, SUITE 401, CORONA, CA, 10/2021, MARKETING DBA, INV REL, 10 HR/MO, 5 HR/MO TRADING. 4) Dylan Edwards, 12 Paranza Pl, Rancho Mission Viejo, CA 92694, 05/2026, Owner, Buying and selling trading cards and collectables, NIR, 8 HR/MO, 2 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-19
  • S66 Uniform Combined State Law Examination
    2022-04-19

View on SEC IAPD

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