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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-01-17 |
Branch Locations
5982 Westside Saginaw Rd, Bay City, MI 48706 • United States
213 East Main St., Gaylord, MI 49735 • United States
5982 Westside Saginaw Rd, Bay City, MI 48706 • United States
319 Lake St., Roscommon, MI 48653 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Silver Palace | Essexville | MI | 04/2013 | 08/2019 |
| Bay Landscaping | Essexville | MI | 06/2018 | 11/2019 |
| Delta College | Bay City | MI | 08/2016 | 12/2019 |
| Hantz Financial Services | Bay City | MI | 12/2019 | 06/2022 |
| Northwood University | Midland | MI | 01/2020 | 05/2021 |
| Silver Palace Bar & Grill | Essexville | MI | 07/2022 | 07/2025 |
| Maier & Associates Financial Group, Inc. | Bay City | MI | 07/2022 | Present |
| Raymond James Financial Services, Inc. | Bay City | MI | 09/2022 | 01/2024 |
| Raymond James Financial Services Advisors, Inc. | Bay City | MI | 08/2022 | 01/2024 |
| Lpl Financial Llc | Bay City | MI | 01/2024 | Present |
1- 12/2023 / Maier & Associates Financial Group, Inc / DBA for LPL Business (entity for LPL business) / Investment Related / 130 hrs mnth / 6.5 hrs during trading / start date 8/1/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-07 |
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