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Catherine R Carter

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Dallas, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-24
  • TX RA
    APPROVED
    Since 2023-05-24

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

5910 N Central Expy, Dallas, TX 75206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 09/2022 Present
Texas Capital Bank Dallas TX 08/2021 09/2022
Full Time Education Dallas TX 01/2010 08/2021
University Of Georgia Athens GA 08/2017 05/2021
Aberdeen Group Dallas TX 12/2018 08/2019
Bank Of America, N.A. Dallas TX 04/2024 Present
  • 09/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Dallas, TX
  • 08/2021 → 09/2022
    Texas Capital Bank
    Dallas, TX
  • 01/2010 → 08/2021
    Full Time Education
    Dallas, TX
  • 08/2017 → 05/2021
    University Of Georgia
    Athens, GA
  • 12/2018 → 08/2019
    Aberdeen Group
    Dallas, TX
  • 04/2024 → Present
    Bank Of America, N.A.
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-23
  • S66 Uniform Combined State Law Examination
    2023-05-23
Other Names
  • Catherine Rowlett
  • Catherine Elizabeth Rowlett

View on SEC IAPD

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