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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-24 |
Branch Locations
434 N Santa Cruz Ave, Los Gatos, CA 95030-5321 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Santa Clara | CA | 06/2019 | 11/2019 |
| De Anza College | Cupertino | CA | 09/2015 | 06/2019 |
| J.P. Morgan Securities Llc | San Jose | CA | 12/2019 | 08/2020 |
| Unemployed | San Jose | CA | 01/2023 | 08/2025 |
| Ahri Cosmetic | Ho Chi Minh | 12/2012 | 12/2017 | |
| Jpmorgan Chase Bank, N.A. | San Jose | CA | 12/2019 | 08/2020 |
| Modern Ceramics Mfg | San Jose | CA | 05/2018 | 04/2019 |
| Csu East Bay | Hayward | CA | 08/2020 | 12/2022 |
| Fidelity Investments | Los Gatos | CA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2020-03-11 |
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