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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-24
  • CA RA
    APPROVED
    Since 2026-02-24

Branch Locations

Campbell, CA • United States

434 N Santa Cruz Ave, Los Gatos, CA 95030-5321 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Santa Clara CA 06/2019 11/2019
De Anza College Cupertino CA 09/2015 06/2019
J.P. Morgan Securities Llc San Jose CA 12/2019 08/2020
Unemployed San Jose CA 01/2023 08/2025
Ahri Cosmetic Ho Chi Minh 12/2012 12/2017
Jpmorgan Chase Bank, N.A. San Jose CA 12/2019 08/2020
Modern Ceramics Mfg San Jose CA 05/2018 04/2019
Csu East Bay Hayward CA 08/2020 12/2022
Fidelity Investments Los Gatos CA 09/2025 Present
  • 06/2019 → 11/2019
    Unemployed
    Santa Clara, CA
  • 09/2015 → 06/2019
    De Anza College
    Cupertino, CA
  • 12/2019 → 08/2020
    J.P. Morgan Securities Llc
    San Jose, CA
  • 01/2023 → 08/2025
    Unemployed
    San Jose, CA
  • 12/2012 → 12/2017
    Ahri Cosmetic
    Ho Chi Minh
  • 12/2019 → 08/2020
    Jpmorgan Chase Bank, N.A.
    San Jose, CA
  • 05/2018 → 04/2019
    Modern Ceramics Mfg
    San Jose, CA
  • 08/2020 → 12/2022
    Csu East Bay
    Hayward, CA
  • 09/2025 → Present
    Fidelity Investments
    Los Gatos, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-13
S63 Uniform Securities Agent State Law Examination 2020-03-11
  • S66 Uniform Combined State Law Examination
    2026-02-13
  • S63 Uniform Securities Agent State Law Examination
    2020-03-11
Other Names
  • Sona Le

View on SEC IAPD

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