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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equipment Brokers Unlimited | Chatsworth | CA | 06/2018 | 08/2018 |
| Rockstar Energy | Madison | WI | 01/2017 | 05/2019 |
| Fresh Brothers | Calabasas | CA | 06/2017 | 08/2017 |
| Kevin Luchetta | New York | NY | 11/2021 | 12/2021 |
| Stephen Schwartz | New York | NY | 11/2021 | 12/2021 |
| Paul Tortorella | New York | NY | 11/2021 | 12/2021 |
| Ellen Ohana Group | Las Vegas | NV | 10/2020 | 03/2021 |
| Unemployed | Woodland Hills | CA | 03/2021 | 10/2021 |
| Equitable Advisors | Los Angeles | CA | 09/2019 | 10/2020 |
| Unemployed | Woodland Hills | CA | 05/2019 | 08/2019 |
| University Of Wisconsin Madison | Madison | WI | 08/2015 | 05/2019 |
| Jim Dinardo | New York | NY | 11/2021 | 12/2021 |
| Axa Advisors Llc | New York | NY | 12/2019 | 06/2020 |
| Paul Tortorella | New York | NY | 12/2021 | 01/2022 |
| Kevin Luchetta | New York | NY | 12/2021 | 05/2025 |
| Stephen Schwartz | New York | NY | 12/2021 | 05/2025 |
| James Dinardo | New York | NY | 12/2021 | 05/2025 |
| Northwestern Mutual Investment Services Llc | New York | NY | 12/2021 | Present |
| James Dinardo | New York | NY | 05/2025 | Present |
| Kevin Luchetta | New York | NY | 05/2025 | Present |
| Stephen Schwartz | New York | NY | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-12 |
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