Keith Kepplinger

Current Employers

Employment History

• 12/2019 → 10/2022
  J.P. Morgan Chase Bank, N.A.
  Philadelphia, PA
• 12/2019 → 10/2022
  J.P. Morgan Securities Llc
  Philadelphia, PA
• 04/2015 → 11/2019
  J.P. Morgan Chase Bank, N.A.
  Wilmington, DE
• 10/2022 → 12/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Media, PA
• 10/2022 → 12/2025
  Bank Of America, N.A.
  Media, PA
• 12/2025 → Present
  Morgan Stanley Smith Barney Llc
  Greenville, DE

Previous Registrations

• 2022-10-10 → 2025-12-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Media, PA

Other Businesses

(1) 672139 - Ellie Mental Health / Not Investment Related; Middletown, DE / www.elliementalhealth.com / Human Services / Owner, Partner / Start 08-April-2022 / 0-10 hours devoted monthly / 0 during trading hours / Mental Health Franchise / I will be a passive owner with an old childhood friend. We would own 3 franchise units in Chicago, IL to be run by him. The franchise would employ a clinical director that would oversee the business and do hiring of therapists. (2) 672137 - High Horse Ventures LLC / Not Investment Related / Warrensville, IL / Hospital, Healthcare / Sole Proprietor, Owner / Start 13-April-2022 / During business hours: 0 / After business hours: 5 / Accounting, Bookkeeping.

Exams

• S66 Uniform Combined State Law Examination
  2022-09-09
• S63 Uniform Securities Agent State Law Examination
  2020-01-07

Other Names

• Keith Alexander Kepplinger