Caroline Lewis Jackson

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-06-10
TX	RA	APPROVED	2024-06-10

CO RA
APPROVED

Since 2024-06-10
TX RA
APPROVED

Since 2024-06-10

Branch Locations

Denver, CO • United States

1801 13Th Street, Boulder, CO 80302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Boulder	CO	12/2019	06/2024
Heirloom Wealth Management	Greenwood Village	CO	08/2019	11/2019
Finna Group	Englewood	CO	05/2018	08/2018
Paige Boutique On Pearl	Denver	CO	06/2017	08/2017
University Of Denver	Denver	CO	09/2015	06/2019
Morgan Stanley Private Bank, N.A	New York	NY	01/2020	06/2024
Ubs Financial Services, Inc	Boulder	CO	06/2024	Present

12/2019 → 06/2024

Morgan Stanley

Boulder, CO
08/2019 → 11/2019

Heirloom Wealth Management

Greenwood Village, CO
05/2018 → 08/2018

Finna Group

Englewood, CO
06/2017 → 08/2017

Paige Boutique On Pearl

Denver, CO
09/2015 → 06/2019

University Of Denver

Denver, CO
01/2020 → 06/2024

Morgan Stanley Private Bank, N.A

New York, NY
06/2024 → Present

Ubs Financial Services, Inc

Boulder, CO

Previous Registrations

2020-02-21 → 2024-06-13

Morgan Stanley

Denver, CO

Denver, CO

Boulder, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-02-21

S66 Uniform Combined State Law Examination

2020-02-21

Designations

Other Names

Caroline Sarah Lewis
Caroline Sarah Jackson
Caroline Sarah Sarah Jackson

View on SEC IAPD

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