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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-22 |
| CA | RA | APPROVED | 2021-04-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | San Mateo | CA | 08/2020 | Present |
| San Mateo Athletic Club | San Mateo | CA | 09/2011 | 12/2019 |
| Nu-Image | Mobile Business | CA | 10/2013 | Present |
| San Jose Earthquakes | San Jose | CA | 01/2017 | 12/2017 |
| Uber | Mobile Business | CA | 07/2017 | 12/2018 |
| Fisher Investments | San Mateo | CA | 06/2018 | 01/2019 |
| Fisher Investments | San Mateo | CA | 01/2019 | 12/2019 |
| Mills Hospital | San Mateo | CA | 05/2012 | 05/2017 |
*386868 - Nu-Image; Investment related No; San Bruno, California; Automotive/Transportation; Employee, Contractor; (proprietor, partner, officer, director, employee, trustee, agent); Oct 2013; During business hours: 4; After business hours:0; Accounting/Bookkeeping, Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-13 |
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