Robert Douglas Roar

Current Employers

Employment History

• 03/2013 → 12/2016
  U.S. Bancorp Investments, Inc.
  Morehead, KY
• 12/2016 → 07/2025
  Lpl Financial, Llc
  Grayson, KY
• 07/2025 → Present
  Wells Fargo Advisors Financial Network, Llc
  Grayson, KY

Previous Registrations

• 2016-12-07 → 2025-07-24
  Lpl Financial Llc
  Grayson, KY
  Grayson, KY
  San Diego, CA
• 2013-04-01 → 2016-12-08
  U.S. Bancorp Investments, Inc.
  Morehead, KY
  Maysville, KY
  Maysville, KY
  Morehead, KY
  Augusta, KY
  Falmouth, KY
  Flemingsburg, KY
  Carrollton, KY
  Walton, KY
  Verona, KY
• 2009-01-27 → 2013-04-02
  Edward Jones
  Ashland, KY
  Flatwoods, KY
  Grayson, KY
• 2008-01-01 → 2009-01-30
  Wells Fargo Clearing Services, Llc
  Ashland, KY
• 2005-07-25 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Ashland, KY
  St. Louis, MO
  Ashland, KY

Other Businesses

1) 11/11/2016 - RC WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/1/2016 - 160 hr/mth 2) 11/11/2016 - ROAR WOLFE DEVELOPMENT, LLC - Real Estate Rental - owner - Grayson, KY - start: 6/1/2012 - 4 hr/mth 3) 04/13/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Notary - Notary Public - Start Date 02/13/2021 - 1 Hours Per Month/ 1 Hours During Securities Trading 4) 11/19/2024 - Self - Other - Sales - Salesman - Not Investment Related - Home Based - Start Date 12/01/2024 - 5 Hours Per Month/ 2 Hours During Trading| RC WEALTH MANAGEMENT; NOT INV RELATED; GRAYSON, KY; INDEPENDENT BROKERAGE TO AFFILIATE WITH A BROKER DEALER;50% OWNERSHIP; START DATE: 07/21/2025; 80 HRS PER MONTH; 80 HRS DURING TRADING; |

Exams

• S66 Uniform Combined State Law Examination
  2005-07-22

Other Names

• Rob Roar