Best Investors Account Sign in

Shaun Joseph Mathers

Morgan Stanley

Los Angeles, CA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-03
CA RA APPROVED 2020-02-07
  • TX RA
    APPROVED_RES
    Since 2023-04-03
  • CA RA
    APPROVED
    Since 2020-02-07

Branch Locations

444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Los Angeles CA 12/2019 03/2020
Los Angles County Sheriff's Department Los Angeles CA 06/1981 03/2018
Retired N/A CA 04/2018 11/2019
Morgan Stanley Smith Barney Llc Los Angeles CA 03/2020 Present
Morgan Stanley Private Bank, N.A New York NY 04/2020 Present
  • 12/2019 → 03/2020
    Morgan Stanley Smith Barney Llc
    Los Angeles, CA
  • 06/1981 → 03/2018
    Los Angles County Sheriff's Department
    Los Angeles, CA
  • 04/2018 → 11/2019
    Retired
    N/A, CA
  • 03/2020 → Present
    Morgan Stanley Smith Barney Llc
    Los Angeles, CA
  • 04/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-07
  • S66 Uniform Combined State Law Examination
    2020-02-07

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor