Diego Jose Garcia

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2025-02-19

PR RA
APPROVED

Since 2025-02-19

Branch Locations

2050 Ponce Bypass Ste 424, Ponce, PR 00716 • United States

Western Plaza Pr-2 Km 149.5 Space A, Mayaguez, PR 00680 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lacoste	Barceloneta	PR	11/2016	01/2017
Lacoste	Barceloneta	PR	11/2017	01/2018
Banco Popular De Puerto Rico	Guaynabo	PR	05/2018	01/2020
Lincoln Financial Securities Corporation	San Juan	PR	12/2019	07/2024
Universidad De Puerto Rico Recinto Rio Piedras	San Juan	PR	08/2013	05/2019
Dmk Advisor Group	San Juan	PR	08/2024	02/2025
Lpl Financial	Guaynabo	PR	02/2025	Present
Penfed Cu	Guaynabo	PR	02/2025	Present

11/2016 → 01/2017

Lacoste

Barceloneta, PR
11/2017 → 01/2018

Lacoste

Barceloneta, PR
05/2018 → 01/2020

Banco Popular De Puerto Rico

Guaynabo, PR
12/2019 → 07/2024

Lincoln Financial Securities Corporation

San Juan, PR
08/2013 → 05/2019

Universidad De Puerto Rico Recinto Rio Piedras

San Juan, PR
08/2024 → 02/2025

Dmk Advisor Group

San Juan, PR
02/2025 → Present

Lpl Financial

Guaynabo, PR
02/2025 → Present

Penfed Cu

Guaynabo, PR

Previous Registrations

2024-08-08 → 2025-02-17

Dmk Advisor Group, Inc.

Lutz, FL

Paseo Real Montejo, Manati, PR
2022-04-04 → 2024-08-05

Osaic Fs, Inc.

San Juan, PR

Other Businesses

1) 02/19/2025 - PenFed Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At reported business location(s) - 0 Hrs/Mth - 0Hrs During Trading. 2) 07/10/2025 - Ash Brokerage - Investment Related - Non-Variable Insurance - At reported business location(s) - Start Date:05/01/2025 - 40 Hrs/Mth - 40 Hrs During Trading. 3) 07/10/2025 - Ash Brokerage - Investment Related - Non-Variable Insurance - At reported business location(s) - Start Date:05/01/2025 - 40 Hrs/Mth - 40 Hrs During Trading. 4) 07/10/2025 - Ash Brokerage - Investment Related - Non-Variable Insurance - At reported business location(s) - Start Date:05/01/2025 - 40 Hrs/Mth - 40 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-04-02

S66 Uniform Combined State Law Examination

2022-04-02

Other Names

Diego Jose Garcia Villa

View on SEC IAPD