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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States
4400 Tassajara Rd Ste A, Dublin, CA 94568 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Well Fargo Bank, N.A. | Hayward | CA | 09/2003 | Present |
| Wells Fargo Advisors Llc | Hayward | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hayward | CA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; OAKLAND, CA; 100% OWNERSHIP; START 2/2013; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER, NO DUTIES AS MANAGED BY DAUGHTER. RENTAL PROPERTY; INV RELATED; OAKLAND, CA; 100% OWNERSHIP; START 5/2013; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER, NO DUTIES AS MANAGED BY DAUGHTER. RENTAL PROPERTY; INV RELATED; OAKLAND, CA; 100% OWNERSHIP; START 5/2013; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER, NO DUTIES AS MANAGED BY DAUGHTER. RENTAL PROPERTY; INV RELATED; RICHMOND, CA; 100% OWNERSHIP; START 9/2014; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER, NO DUTIES AS MANAGED BY DAUGHTER. RENTAL PROPERTY, INV RELATED, RICHMOND, CA, 100% OWNERSHIP, START 1/1/2017, .5 HOURS PER MONTH, ZERO DURING TRADING, NO DUTIES AS MANAGED BY DAUGHTER. RENTAL PROPERTY- BROOKDALE; INV RELATED; OAKLAND, CA; RENTAL;100% OWNERSHIP; START DATE: 09/23/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-03 |
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