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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-30 |
| CA | RA | APPROVED | 2023-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pittsburg | CA | 04/2016 | Present |
| Bank Of America, N.A. | Antioch | CA | 04/2016 | 11/2019 |
| Bank Of America N.A. | Pittsburg | CA | 12/2019 | Present |
I*1304311For profit or not for profit: Entity For ProfitName of outside business organization: Amway CorporationInvestment related: NAddress of business: OBA, OBA, OBANature of business: ["Sole Proprietorship"]Position, title, association: ["Owner","Other"], Start date of relationship: 1/1/2023Number of hours devoted: 2 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: This business is at a very small level. it is not registered under any title. We just have a license from Amway Corporation with both of our names on it., My Wife and I have a license with Amway corporation which is a Direct distribution company. My wife started the business and put my name in there because we are legally married. We use their products and got their license to buy their products on whole sale price rather than paying retail for those. we have friends and family now buying those products from my wife. My wife mainly operate that business. I only help her if she needs any help occasionally. I*1304280For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: RP, RP, RPNature of business: Position, title, association: Sole owner, Start date of relationship: 4/1/2023Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , I*3243266, Entity Type: , Name of OBA: Rental Property 2, Address: Antioch, California, 94531, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee State Date: 09/14/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-06 |
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