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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-12-13 |
| TX | RA | APPROVED | 2021-07-06 |
| CT | RA | APPROVED | 2020-02-03 |
Branch Locations
100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States
Venice, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ntt Data | Boston | MA | 09/2008 | 12/2019 |
| Ubs Financial Services Inc. | Greenwich | CT | 12/2019 | Present |
1) Summit Advisors LLC President Non investment related business established in 2005 Address: 31 Fawn Lane, Somers , New York 10589 Scope of business: Professional Consulting/Advisory - expert witness for Law Firm regarding Technology/Systems intergration lawsuits hours /month - less then 4 hours per month, will not be during securities trading hours 2) Summit Advisors,LLC / United States / 31 Fawn Lane, Somers, New York 10589 / Sole proprietorship / Non investment related business. A limited liability company(LLC) set up in 2005. Currently used for expert witness consulting for Law Firm regarding Technology/Systems integration projects. Projects began in 2019 and will be finalized in 2020. Time commitment will not exceed 4 hours per month and will not be conducted during securities trading hours. / Proprietor / owner / Investment in Company?: YES; 100 / Start Date 10/1/2005 3) Astreya / 2099 Gateway Pl Suite 140 94088/ California/United States, www.astreya.com/ Company/ Information Technology /IT Services/ Board Director - monthly 2 hour board mtg/ Member of Board of directors / Receive compensation?: Yes/ Start Date 9/1/2020
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-03 |
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