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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2020 | 01/2021 |
| Northwestern Mutual Investment Services Llc | Lakewood | CO | 02/2020 | 01/2021 |
| Sysco | Denver | CO | 02/1996 | 01/2020 |
| Bash Brothers Gaming Cave | Littleton | CO | 04/2013 | 04/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2020 | 01/2021 |
| Fidelity Investments | Greenwood Village | CO | 03/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2020-07-02 |
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