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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Southlake | TX | 12/2019 | 12/2022 |
| Unemployed | Grapevine | TX | 07/2019 | 11/2019 |
| Unemployed | Norman | OK | 05/2019 | 07/2019 |
| Cintas | Oklahoma | OK | 06/2017 | 01/2018 |
| Walgreens | Norman | OK | 10/2012 | 04/2019 |
| Charles Schwab And Co., Inc. | Westlake | TX | 12/2022 | Present |
| Td Ameritrade Investment Management, Llc | Westlake | TX | 01/2023 | 09/2023 |
| Td Ameritrade, Inc. | Westlake | TX | 01/2023 | 05/2024 |
| Charles Schwab Bank | Westlake | TX | 07/2024 | Present |
1) Hamm global llc | Investment Related:No|Rental Services (Other than Real Estate)|owner |1/2/2024|Less than 20|0|manage rental properties
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-11 |
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