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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-08
CA RA APPROVED 2022-02-02
  • TX RA
    APPROVED
    Since 2022-07-08
  • CA RA
    APPROVED
    Since 2022-02-02

Branch Locations

2049 Century Park E Division - Pacific Coast, Los Angeles, CA 90067 • United States

333 S Hope St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 11/2019 Present
Frank Marrone And Sons Plumbing Company El Monte CA 10/2018 10/2019
Wyzant Tutoring Company Chicago IL 08/2017 01/2020
Frank Marrone And Sons Plumbing Company El Monte CA 06/2017 08/2017
Actenviro Santa Fe Springs CA 07/2018 08/2018
University Of California - Irvine Irvine CA 08/2017 09/2019
Pasadena City College Pasadena CA 09/2014 06/2019
  • 11/2019 → Present
    Pasadena, CA
  • 10/2018 → 10/2019
    Frank Marrone And Sons Plumbing Company
    El Monte, CA
  • 08/2017 → 01/2020
    Wyzant Tutoring Company
    Chicago, IL
  • 06/2017 → 08/2017
    Frank Marrone And Sons Plumbing Company
    El Monte, CA
  • 07/2018 → 08/2018
    Actenviro
    Santa Fe Springs, CA
  • 08/2017 → 09/2019
    University Of California - Irvine
    Irvine, CA
  • 09/2014 → 06/2019
    Pasadena City College
    Pasadena, CA
Other Businesses

I*1895322 , Entity Type, For Profit Name of OBA: Frank Marrone and Sons Plumbing Inc. Address: El Monte,CA,91731 Investment Related:NO Position, Title, Association:Employee Employee Start Date: 06/28/2024 No Hours: 15 WEEKLY No Hours during trading: 0 Duties:This is my family's small business. It's a plumbing company. I will assist in clerical work in the front office a few hours each week. Activities include answering phones, welcoming customers, stocking supplies, and organizing office.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-31
  • S66 Uniform Combined State Law Examination
    2022-01-31

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