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Benjamin Josef Adams

LPl Enterprise, LLC

Vienna, VA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-07-06
  • VA RA
    APPROVED
    Since 2026-07-06

Branch Locations

1919 Gallows Road Suite 100, Vienna, VA 22182 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vienna VA 11/2019 08/2022
Usps Sterling VA 05/2019 11/2019
Central Ct State University Newington CT 12/2005 06/2019
Ct Chiefs Youth Hockey Organization Newington CT 08/2015 08/2018
Southern New Hampshire University Manchester NH 08/2016 12/2019
Kingswood Oxford School West Hartford CT 08/2011 11/2018
Branford Hall Windsor CT 06/2007 06/2017
Bank Of America, N.A. Vienna VA 01/2020 08/2022
Mml Investors Services, Llc Virginia Beach VA 08/2022 05/2024
Mass Mutual Insurance Company Virginia Beach VA 08/2022 05/2024
Guardian Life Insurance Company Reston VA 11/2023 07/2026
Park Avenue Securities Llc Reston VA 11/2023 07/2026
Lpl Enterprise Llc Vienna VA 07/2026 Present
  • 11/2019 → 08/2022
    Vienna, VA
  • 05/2019 → 11/2019
    Usps
    Sterling, VA
  • 12/2005 → 06/2019
    Central Ct State University
    Newington, CT
  • 08/2015 → 08/2018
    Ct Chiefs Youth Hockey Organization
    Newington, CT
  • 08/2016 → 12/2019
    Southern New Hampshire University
    Manchester, NH
  • 08/2011 → 11/2018
    Kingswood Oxford School
    West Hartford, CT
  • 06/2007 → 06/2017
    Branford Hall
    Windsor, CT
  • 01/2020 → 08/2022
    Bank Of America, N.A.
    Vienna, VA
  • 08/2022 → 05/2024
    Virginia Beach, VA
  • 08/2022 → 05/2024
    Mass Mutual Insurance Company
    Virginia Beach, VA
  • 11/2023 → 07/2026
    Guardian Life Insurance Company
    Reston, VA
  • 11/2023 → 07/2026
    Reston, VA
  • 07/2026 → Present
    Vienna, VA
Previous Registrations
Other Businesses

1. 06/30/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Stone Ridge, VA - INV REL - Start Date: 06/05/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 06/30/2026 - Benjamin Adams N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Stone Ridge, VA - INV REL - Start Date: 06/05/2026 - 160 Hrs/Mth - 160 Hrs During Trading 3. 06/30/2026 - Medstar Capitals Iceplex - Coach/ Sports/ Fitness - Arlington, VA - Not INV REL - Start Date: 07/09/2023 - 80 Hrs/Mth - 00 Hrs During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-27
  • S66 Uniform Combined State Law Examination
    2020-10-27
Other Names
  • Ben Adams
  • Benjamin Adams

View on SEC IAPD

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