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Mark Alexander Mooring

Compound Planning, Inc.

Knoxville, TN

New York, NY

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Current Employers
Compound Planning, Inc.

115 Broadway 5Th Floor, New York, NY 10006 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-07-30
ID RA APPROVED 2025-06-11
TX RA APPROVED 2025-06-11
  • TN RA
    APPROVED
    Since 2025-07-30
  • ID RA
    APPROVED
    Since 2025-06-11
  • TX RA
    APPROVED
    Since 2025-06-11

Branch Locations

Knoxville, TN • United States

115 Broadway 5Th Floor, New York, NY 10006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Navy Norfolk VA 05/2008 04/2019
Northstar Financial Management Inc. Moscow ID 07/2019 Present
Compound Planning, Inc. New York NY 06/2025 Present
  • 05/2008 → 04/2019
    U.S. Navy
    Norfolk, VA
  • 07/2019 → Present
    Northstar Financial Management Inc.
    Moscow, ID
  • 06/2025 → Present
    Compound Planning, Inc.
    New York, NY
Previous Registrations
  • 2020-01-09 → 2025-12-05
    Northstar Financial Management, Inc.
    Moscow, ID
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-04
  • S65 Uniform Investment Adviser Law Examination
    2019-11-04
Designations

View on SEC IAPD

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