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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-14
TX RA APPROVED 2021-10-27
  • CA RA
    APPROVED
    Since 2026-07-14
  • TX RA
    APPROVED
    Since 2021-10-27

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Sugar Land, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Life Insurance Co. Omaha NE 06/2018 08/2018
Southwestern Univeristy Georgetown TX 08/2015 05/2019
Pacific Life Insurance Co. Omaha NE 11/2019 08/2021
Unemployed Sugar Land TX 05/2019 11/2019
Fort Bend Texans Houston TX 05/2015 08/2017
Capital Group - American Funds Distributors, Inc. San Antonio TX 08/2021 07/2023
Capital Group /Capital Client Group, Inc. San Antonio TX 07/2023 07/2026
Capital Group / Capital Client Group, Inc. Los Angeles CA 07/2026 Present
  • 06/2018 → 08/2018
    Pacific Life Insurance Co.
    Omaha, NE
  • 08/2015 → 05/2019
    Southwestern Univeristy
    Georgetown, TX
  • 11/2019 → 08/2021
    Pacific Life Insurance Co.
    Omaha, NE
  • 05/2019 → 11/2019
    Unemployed
    Sugar Land, TX
  • 05/2015 → 08/2017
    Fort Bend Texans
    Houston, TX
  • 08/2021 → 07/2023
    Capital Group - American Funds Distributors, Inc.
    San Antonio, TX
  • 07/2023 → 07/2026
    Capital Group /Capital Client Group, Inc.
    San Antonio, TX
  • 07/2026 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles , CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-27
S63 Uniform Securities Agent State Law Examination 2020-02-06
  • S66 Uniform Combined State Law Examination
    2021-10-27
  • S63 Uniform Securities Agent State Law Examination
    2020-02-06
Other Names
  • Cole M Kelly

View on SEC IAPD

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