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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-04-11 |
Branch Locations
350 Madison Ave 7Th Floor, New York, NY 10017 • United States
101 Huntington Ave Suite 401, Boston, MA 02199 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nfp | 340 Madison Ave 20Th Floor | NY | 08/2019 | 02/2024 |
| Transamerica | Harrison | NY | 04/2017 | 07/2019 |
| Table 9 | Cortlandt Manor | NY | 05/2016 | 04/2017 |
| Orange County Pools And Spas | Mohegan Lake | NY | 05/2016 | 04/2017 |
| Kestra Investment Services, Llc | New York | NY | 11/2019 | 02/2024 |
| Mma Securities Llc | New York | NY | 02/2024 | Present |
| Marsh Mclennan Agency | New York | NY | 02/2024 | Present |
The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2020-02-07 |
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