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Current Employers
Thompson & Thompson Investment Advisors, Inc.

Pasadena, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

Pasadena, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thompson & Thompson Investment Advisors, Inc. Pasadena CA 11/2019 Present
Mater Dei High School Santa Ana CA 08/2016 05/2019
Dkrbt Enterprises, Inc. Pasadena CA 06/2019 10/2019
Tarbut V'TOrah Community Day School Irvine CA 10/2020 Present
  • 11/2019 → Present
    Pasadena, CA
  • 08/2016 → 05/2019
    Mater Dei High School
    Santa Ana, CA
  • 06/2019 → 10/2019
    Dkrbt Enterprises, Inc.
    Pasadena, CA
  • 10/2020 → Present
    Tarbut V'TOrah Community Day School
    Irvine, CA
Other Businesses

I am also currently the Engineering & Computer Science Program Director at Tarbut V'Torah Community Day School at 5 Federation Way, Irvine, CA 92603. This business is an elementary and secondary school and is not investment related. It is not related to our advisory firm. I began working for the school in October 2020. I devote 40 hours per week during the school year to this business. I devote six hours of time on school days during trading hours. I teach, write and review curriculum, manage labs, equipment, and supplies, and oversee other teachers within the program.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-13
  • S65 Uniform Investment Adviser Law Examination
    2019-06-13
Other Names
  • Rick Thompson

View on SEC IAPD

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