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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-04
CA RA APPROVED 2021-02-18
  • TX RA
    APPROVED
    Since 2021-05-04
  • CA RA
    APPROVED
    Since 2021-02-18

Branch Locations

39398 Los Alamos Rd, Murrieta, CA 92563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Riverside CA 11/2019 Present
Bank Of America, N.A. Riverside CA 11/2019 Present
Marcus & Millichap Ontario CA 01/2019 10/2019
Veracity Windows Riverside CA 04/2019 11/2019
Papa John's Riverside CA 12/2018 04/2019
Sacramento State University Sacramento CA 07/2017 12/2018
Mueller Commercial Sacramento CA 07/2018 12/2018
Citrus College Glendora CA 02/2016 06/2017
Ojiya Chino Hills CA 09/2016 07/2017
Uber Chino Hills CA 09/2019 03/2020
  • 11/2019 → Present
    Riverside, CA
  • 11/2019 → Present
    Bank Of America, N.A.
    Riverside, CA
  • 01/2019 → 10/2019
    Marcus & Millichap
    Ontario, CA
  • 04/2019 → 11/2019
    Veracity Windows
    Riverside, CA
  • 12/2018 → 04/2019
    Papa John's
    Riverside, CA
  • 07/2017 → 12/2018
    Sacramento State University
    Sacramento, CA
  • 07/2018 → 12/2018
    Mueller Commercial
    Sacramento, CA
  • 02/2016 → 06/2017
    Citrus College
    Glendora, CA
  • 09/2016 → 07/2017
    Ojiya
    Chino Hills, CA
  • 09/2019 → 03/2020
    Uber
    Chino Hills, CA
Other Businesses

I* 1695273For profit or not for profit: Entity For Profit Name of outside business organization: DOORDASH Investment related: no Address of business: LOS ANGELES, CA, 90071Nature of business: Corporation Position, title, association: Employee Start date of relationship: 02/19/2024Number of hours devoted: 7.5 weekly Number of hours devoted during trading hours: 0Duties: DELIVER FOOD I*1697294, Entity Type Entity For Profit, Name of OBA: UBER EATS Address: SAN FRANCISCO, California, 94103 Investment Related: No Position, Title, Association: Employee Employee Start Date:02/19/2024 No Hours:7.5 weekly No Hours during trading: 0 Duties: DELIVER FOOD

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-12
  • S66 Uniform Combined State Law Examination
    2021-02-12

View on SEC IAPD

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