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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-08-16
TX RA APPROVED_RES 2023-08-16
  • MO RA
    APPROVED
    Since 2023-08-16
  • TX RA
    APPROVED_RES
    Since 2023-08-16

Branch Locations

2609 East Broadway Suite 101, 2609 East Broadway Suite 101, MO 65201 • United States

00 Huck Finn Shopping Center, Hannibal, MO 63401 • United States

3709 Sandman Ln, Columbia, MO 65201 • United States

2946 S Clark St, Mexico, MO 65265 • United States

1415 N Morley St, Moberly, MO 65270 • United States

9 East Main St, California, MO 65018 • United States

2 S Osage Ave, Tipton, MO 65081 • United States

1415 N. Morley St., Moberly, MO 65270 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2019 06/2021
Commerce Bank Moberly MO 02/2017 11/2019
Fifth Gear/ Speed Commerce Moberly Or Lousiana MO 09/2015 02/2017
Columbia College Columbia MO 08/2016 06/2019
Customer Direct Jacksonville (At-Home) MO 01/2018 04/2019
Ma Bank Macon MO 06/2021 04/2023
Infinex Investments, Inc Macon MO 06/2021 04/2023
Commerce Brokerage Services Columbia MO 05/2023 08/2023
Lpl Financial Llc Columbia MO 08/2023 Present
  • 12/2019 → 06/2021
    St Louis, MO
  • 02/2017 → 11/2019
    Commerce Bank
    Moberly, MO
  • 09/2015 → 02/2017
    Fifth Gear/ Speed Commerce
    Moberly Or Lousiana, MO
  • 08/2016 → 06/2019
    Columbia College
    Columbia, MO
  • 01/2018 → 04/2019
    Customer Direct
    Jacksonville (At-Home), MO
  • 06/2021 → 04/2023
    Ma Bank
    Macon, MO
  • 06/2021 → 04/2023
    Infinex Investments, Inc
    Macon, MO
  • 05/2023 → 08/2023
    Commerce Brokerage Services
    Columbia, MO
  • 08/2023 → Present
    Columbia, MO
Previous Registrations
  • 2023-05-09 → 2023-08-16
    Commerce Brokerage Services, Inc.
    St. Louis, MO
    Columbia, MO
  • 2021-06-08 → 2023-04-28
    Macon, MO
    Monroe City, MO
  • 2020-02-05 → 2021-06-07
    Moberly, MO
    Moberly, MO
    St Louis, MO
    Jacksonville, MO
Other Businesses

1. 05/16/2023 - Commerce Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 12/12/2025 - MASONIC HOME OF MISSOURI - Outside/W-2 Employment - Fraternal Relations Coordinator - Not Investment Related - Columbia, MO - Start DAte 12/29/2025 - 60 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-04
  • S66 Uniform Combined State Law Examination
    2020-02-04

View on SEC IAPD

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