Inactive

Thomas Matthew Gabel

Fisher Investments

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Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-09-13
TX	RA	APPROVED	2021-05-26

NY RA
APPROVED

Since 2024-09-13
TX RA
APPROVED

Since 2021-05-26

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Legg Mason Investor Services, Llc	Orinda	CA	04/2008	10/2020
Legg Mason & Co Llc.	West Sacramento	CA	04/2008	10/2020
Clearbridge Investments Llc	New York	NY	06/2009	10/2020
Fisher Investments	Plano	TX	05/2021	Present
Unemployed	West Sacramento	CA	10/2020	05/2021

04/2008 → 10/2020

Legg Mason Investor Services, Llc

Orinda, CA
04/2008 → 10/2020

Legg Mason & Co Llc.

West Sacramento, CA
06/2009 → 10/2020

Clearbridge Investments Llc

New York, NY
05/2021 → Present

Fisher Investments

Plano, TX
10/2020 → 05/2021

Unemployed

West Sacramento, CA

Previous Registrations

2009-07-09 → 2020-10-12

Clearbridge Investments, Llc

New York, NY
2007-05-29 → 2008-03-12

Morgan Stanley & Co. Llc

Purchase, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-11-28
S63	Uniform Securities Agent State Law Examination	2005-06-04

S65 Uniform Investment Adviser Law Examination

2005-11-28
S63 Uniform Securities Agent State Law Examination

2005-06-04

Other Names

Tom Gabel

View on SEC IAPD

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