Chad Michael Kessler

Current Employers

Employment History

• 06/2013 → 03/2021
  Tiaa
  San Francisco, CA
• 06/2013 → 03/2021
  Tiaa-Cref Individual & Institutional Services, Llc
  San Francisco, CA
• 03/2021 → Present
  One Capital Management
  Newport Beach, CA

Previous Registrations

• 2013-07-16 → 2021-03-24
  Tiaa-Cref Individual & Institutional Services, Llc
  Newport Beach, CA
  San Francisco, CA
• 2008-07-14 → 2013-06-21
  C.K. Cooper & Company, Inc.
  Irvine, CA
  Irvine, CA
  Irvine, CA
• 2006-03-17 → 2007-01-11
  Equitable Advisors, Llc
  Irvine, CA
  Irvine, CA

Other Businesses

(1) ALS ASSOCIATION - ORANGE COUNTY CHAPTER; NOT INVESTMENT RELATED; 1232 VILLAGE WAY, SUITE A, SANTA ANA, CA 92705; NON-PROFIT ORGANIZATION DEVOTED TO RAISING FUNDS AND AWARENESS TO ALS, AND CARE FOR THE PATIENTS LIVING WITH ALS IN ORANGE COUNTY, CA; START - 2008; DEVOTE 2 - 3 HRS PER MONTH; NOT DURING SECURITIES TRADING HOURS; I ATTEND MONTHLY BOARD MEETINGS THAT ARE HELD IN THE EVENINGS AT THE CHAPTER OFFICE, AS WELL AS ATTEND OCCASIONAL CHAPTER EVENTS INCLUDING ANNUAL WALK, CASINO NIGHT, GOLF TOURNAMENT, ETC. (2) 11 RADNOR POSITION: Owner of the Property NATURE: The is an Investment Property that my wife and I purchased in 2016. It is a signle family home outside of Austin Texas and is being used as a rental property. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2016 ADDRESS: 11 Radnor Dr., The Hills TX 78738 DESCRIPTION: The is an Investment Property that my wife and I purchased in 2016. It is a signle family home outside of Austin Texas and is being used as a rental property. (3) 17620 ATLANTIC AVE. POSITION: Owner NATURE: This is a property that my wife and I own that we rent out. We collect monthly rent from a tenant. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2015 ADDRESS: 17620 Atlantic Ave., Unit 409, Sunny Isles Beach FL 33160 DESCRIPTION: This is a property that my wife and I own that we rent out. We collect monthly rent from a tenant. (4) 7063 JUNIPER DRIVE POSITION: Owner NATURE: This is an Investment property that my wife and I purchased in 2018. It is a single family home is Frisco Texas and will be used as a rental property. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/20/2018 ADDRESS: 7063 Juniper Drive, Frisco TX 75033, United States DESCRIPTION: This is an Investment property that my wife and I purchased in 2018. It is a single family home is Frisco Texas and will be used as a rental property. (5) HALF MOON LANE HOA POSITION: HOA President NATURE: HOA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2020 ADDRESS: Home Address, Costa Mesa CA 92627, United States DESCRIPTION: my community HOA

Exams

• S66 Uniform Combined State Law Examination
  2005-09-09

Other Names

• Chad Kessler