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Leshek Julian Farthing

Schroder Wealth Management (Us) Limited

London

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Current Employers
Schroder Wealth Management (Us) Limited

1 London Wall Place, London EC2Y 5AU • United Kingdom

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-30
  • CA RA
    APPROVED
    Since 2024-09-30

Branch Locations

1 London Wall Place, London EC2Y 5AU • United Kingdom

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Glen Allen VA 10/2019 07/2020
Longwood University Farmville VA 05/2015 05/2019
Unemployed Richmond VA 05/2019 10/2019
Kinloch Capital, Llc Glen Allen VA 07/2020 Present
  • 10/2019 → 07/2020
    Pruco Securities Llc
    Glen Allen, VA
  • 05/2015 → 05/2019
    Longwood University
    Farmville, VA
  • 05/2019 → 10/2019
    Unemployed
    Richmond, VA
  • 07/2020 → Present
    Kinloch Capital, Llc
    Glen Allen, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-14
  • S66 Uniform Combined State Law Examination
    2019-12-14
Designations

View on SEC IAPD

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