Gurpreet Singh

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-10-14
TX	RA	APPROVED	2025-03-31

Branch Locations

Union City, CA • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Elk Grove	CA	09/2015	04/2021
Bank Of America, N.A.	Elk Grove	CA	09/2015	12/2019
Bank Of America, N.A.	Elk Grove	CA	01/2020	04/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Sonora	CA	11/2021	02/2022
Unemployed	Elk Grove	CA	04/2021	10/2021
Tri Counties Bank	Sacramento	CA	08/2022	09/2022
The Vanguard Group, Inc.	Scottsdale	AZ	01/2023	08/2023
Unemployed	Elk Grove	CA	02/2022	08/2022
Unemployed	Elk Grove	CA	09/2022	01/2023
Fideliy Investments	Roseville	CA	09/2023	Present
Fidelity Investments	Boston	MA	03/2025	Present

09/2015 → 04/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Elk Grove, CA
09/2015 → 12/2019

Bank Of America, N.A.

Elk Grove, CA
01/2020 → 04/2021

Bank Of America, N.A.

Elk Grove, CA
11/2021 → 02/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sonora, CA
04/2021 → 10/2021

Unemployed

Elk Grove, CA
08/2022 → 09/2022

Tri Counties Bank

Sacramento, CA
01/2023 → 08/2023

The Vanguard Group, Inc.

Scottsdale, AZ
02/2022 → 08/2022

Unemployed

Elk Grove, CA
09/2022 → 01/2023

Unemployed

Elk Grove, CA
09/2023 → Present

Fideliy Investments

Roseville, CA
03/2025 → Present

Fidelity Investments

Boston, MA

2023-10-03 → 2025-03-31

Fidelity Personal And Workplace Advisors

Elk Grove, CA
2023-06-20 → 2023-08-03

Vanguard Advisers, Inc.

Scottsdale, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-06-16

Other Firms