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Rodd Lee

Morgan Stanley

San Francisco, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-02
CA RA APPROVED 2023-09-05
  • TX RA
    APPROVED_RES
    Since 2023-10-02
  • CA RA
    APPROVED
    Since 2023-09-05

Branch Locations

221 Main Street Suite 1340, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alameda CA 07/2018 06/2021
Bank Of America, N.A. Alameda CA 07/2018 06/2021
Western Digital Corporation Irvine CA 06/2013 06/2018
E*Trade Securities Llc San Francisco CA 06/2021 09/2023
E*Trade Capital Management Llc San Francisco CA 06/2021 09/2023
Morgan Stanley Smith Barney Llc San Francisco CA 03/2023 Present
  • 07/2018 → 06/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Alameda, CA
  • 07/2018 → 06/2021
    Bank Of America, N.A.
    Alameda, CA
  • 06/2013 → 06/2018
    Western Digital Corporation
    Irvine, CA
  • 06/2021 → 09/2023
    E*Trade Securities Llc
    San Francisco, CA
  • 06/2021 → 09/2023
    E*Trade Capital Management Llc
    San Francisco, CA
  • 03/2023 → Present
    Morgan Stanley Smith Barney Llc
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-29
  • S66 Uniform Combined State Law Examination
    2020-01-29

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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